A3 Method: Complete guide to solve your problems
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A3 Method: Complete guide to solve your problems

Published in September 11th, 2024

The A3 method is a tool used to identify problems and propose solutions summarized on just one side of a sheet of paper. It represents a dynamic way of thinking, in which information is organized and synthesized clearly and objectively to achieve the established goal.

The limitations of paper format are a thing of the past, but the method is still widely used. After all, it is not just a template or form: A3 is a Lean tool that encourages simplicity and helps develop systemic thinking for problem-solving.

In this article, we will talk about the origin of the A3 method, the elements that make it up, and how you can create a report of this type in your organization.

How the A3 method came about

The A3 method is based on the Toyota production system, also known as Lean Manufacturing. This system focuses on reducing waste and continuous improvement.

In Toyota culture, problems are solved on the factory floor, the Gemba. This Japanese word means “real place” and refers to any place where work happens and value is generated.

Going to the Gemba is crucial to observe, learn, understand problems and guide teams to solutions. The people who work there deal with the processes on a daily basis.

To increase leadership presence at the Gemba, it was requested that all reports be summarized on one page. Since A3 was the largest size of paper that could be faxed, the technique became known as the A3 report or method.

Benefits of the A3 methodology

The A3 method allows your organization to get to the root of a problem, rather than dealing with challenges superficially. After all, it is very common for companies to work with what is called “first-order problem solving.” In other words, seeking an immediate goal, but without considering what caused the challenge.

By not addressing the root cause of the problem, your organization will end up facing the same — or at least similar — challenges in the future. This makes it harder for your operational performance to improve in the long run.

The A3 methodology offers the benefit of helping people engage in a collaborative and in-depth problem-solving process. This is because it encourages project managers to address the real causes of challenges that arise in daily routines.

Since it is a versatile technique, the A3 method can still be used for virtually any situation. A study from Montana State University evaluated the application of the tool in patient transportation within the Community Medical Center. The result was that, after applying the A3 methodology, the time spent transporting patients was reduced by 46%.

The facets of the A3 report

An A3 report is many things at once: from a problem-solving methodology to an alignment tool. Here are the different facets of the A3 methodology:

  • Paper size : In its most basic format, A3 is a standardized type of paper that is 297 millimeters wide and 420 millimeters high.
  • Template : The A3 can come in the form of a pre-printed template with the steps needed to solve the problem, providing just enough space for the project leader to record their progress.
  • Storyboard : This methodology can also be used to track problem-solving or project progress. In this way, the paper becomes a storyboard that facilitates collaboration, communication and coordination among stakeholders.
  • Report : Once the problem has been solved, the A3 sheet also serves as a report of the entire initiative. You can write down data collected, hypotheses considered, countermeasures implemented, results of experiments, and corrective actions taken.
  • Problem-Solving Methodology : Perhaps the most important use of the A3 method, this facet is found on the left side of the paper. Here, you write about the current condition and the countermeasures that have been explored, tested, and chosen to solve the difficulty faced.
  • Management discipline : At higher levels, the A3 method can be a way for leaders and managers to supervise and guide employees. This can be a good opportunity to challenge your team and teach them more about lean manufacturing.
  • A3 Analysis : In addition to everything else, A3 is also a process of thinking and reflection. The methodology offers a systematic approach to solving problems or reflecting on work processes.
  • Alignment : The final facet of the A3 method comes in the form of an alignment tool. The A3 process provides a standard method for managing and training people. In organizations where the process is more mature, the method is part of the alignment on a given project, with the information laid out for everyone on A3 sheets.

How to make an A3 report

A3 follows the PDCA (Plan -Do- Check Act) concept. It is structured in the following steps:

  1. Identification;
  2. Definition and study of the current situation;
  3. Analysis;
  4. Proposal;
  5. Action plan;
  6. Monitoring of results.

The left side shows the current state, identifying the problem. The right side shows the future state, with possible countermeasures. A3 is read from left to right and top to bottom.

There are several ways to build an A3 report, but they typically include the following parts:

1. Create a title and definition

Define a title for the problem, proposal or improvement to be studied. Then describe what you are trying to solve or analyze, why it is relevant and how it affects the company’s goals.

2. Define the current state

Visualize the context without skimping on effort. Go to the location, talk to those involved and gather all the necessary information about the problem or improvement. Describe what is happening with facts, data or similar experiences.

Identify the location or stage of the process where the problem occurs. Use visual tools to illustrate the current process: Pareto Chart, Histogram, Scatter Diagram, Flowchart, among others.

3. Determine your goal

Define the expected actions, goals and deadlines. According to Lean Manufacturing, think about the objectives and visualize the ideal state to avoid rework and new occurrences of the problem.

Draw a flowchart, picture, or sketch to visualize your desired future state.

4. Perform root cause analysis and propose a solution

Use tools such as 5W2H, cause and effect (Ishikawa) diagram, brainstorming or others available to understand the problem and identify the root cause.

Propose a solution to the problem. With the analyses and goals defined, establish the countermeasures and the course of action for each one.

Show how the proposed actions will resolve the specific causes of the problems or deviations identified in the analysis.

Nonconformities and Corrective Actions

5. Create an action plan and follow through

Define who is responsible for each task within the specific timeline and deadline. Use the 5W2H tool to develop the action plan and the Gantt chart to have a timeline with who is responsible and the actions to be taken.

Finally, monitor the process based on the following parameters:

  • Establish indicators or metrics to evaluate the success of the implementation;
  • Check the results obtained;
  • Standardize what worked;
  • Communicate with everyone involved and conduct training to ensure everyone is aware of the change;
  • Create standard operating procedures (SOPs) if necessary;
  • Take corrective actions in case of deviations;
  • Fix what went wrong and restart the PDCA cycle when necessary.

Conclusion

The A3 method stands out as an effective and versatile tool for solving problems within organizations that seek to continuously improve their processes.

By encouraging a structured, visual approach, A3 not only promotes systems thinking, it also enables alignment and collaboration across teams.

Its use goes beyond simple documentation — it is a dynamic process that connects root cause analysis, strategic planning and implementation of countermeasures in a practical and efficient way.

Thus, A3 not only helps solve immediate problems, but also contributes to creating a culture of learning and continuous improvement, essential for the long-term success of any organization.

Looking for more efficiency and compliance in your operations? Our experts can help identify the best strategies for your company with SoftExpert solutions. Contact us today!

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About the author
Bruna Borsalli

Bruna Borsalli

Business Analyst at SoftExpert Software, holds a Bachelor's degree in Chemical Engineering from Univille. Experienced in EHS (Environment, Health and Safety) and a Quality Management specialist as well as a certified Six Sigma Yellow Belt and Internal Auditor for ISO 9001 | 14001 | 45001 Integrated Management Systems.

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